Communities and Justice

Due diligence and reporting

Shared Implementation Framework 

The Modern Slavery Act 2018 (NSW) (‘the Act’) and related legislation created new due diligence and reporting obligations for certain public entities in New South Wales.

To find out if your entity has due diligence or reporting obligations, read the section ‘Covered Entities’ below.

The NSW Anti-slavery Commissioner (‘the Commissioner’) developed the Shared Implementation Framework (‘the Framework’) in consultation with covered entities, to assist covered entities to effectively discharge their new obligations under the Act. 

The Framework is designed to apply not only to entities that participate in the NSW Procurement Policy Framework – governed by the NSW Procurement Board – but also to other entities that do not participate in that framework but have due diligence or reporting obligations under NSW law. This includes local councils, certain universities in New South Wales, Local Aboriginal Land Councils, and others.

The Framework may be updated by the Commissioner from time to time, after further consultation with covered entities. 

Currently the Framework consists of five elements:

  1. the NSW Anti-slavery Commissioner’s Guidance on Reasonable Steps to Manage Modern Slavery Risks in Operations and Supply-Chains (‘Guidance’ or ‘GRS’)
  2. GRS Inherent Risk Identification Tool
  3. GRS Model Tender Clauses
  4. GRS Model Contract Clauses
  5. GRS Public Register.

Shared Implementation Plan for NSW Government Agencies

The Commissioner is supporting NSW Government agencies to develop a Shared Implementation Plan.

The Shared Implementation Plan will set clear, realistic, targets aligned with a maturity framework for achievement of each of the 7 Reasonable Steps in the GRS. It will aim to identify collective approaches and capabilities and focus on whole-of-government and collaborative solutions wherever possible.

The Commissioner, acting in consultation with the NSW Procurement Board, will convene a Working Group (SIP Working Group). The SIP Working Group will discuss specific topics, identify needs, and agree timelines and strategies for implementation of the GRS by NSW Government agencies, including a maturity framework and shared capability development.

The Commissioner will aim to submit a Direction requiring conformance to the Shared Implementation Plan to the NSW Procurement Board by mid-2025.

Please note that this Plan will only cover NSW Government agencies. It will not, for example, cover local government entities, State owned corporations, Local Aboriginal Land Councils, or universities. In future years, the Commissioner may work with other groups of covered entities to develop additional implementation plans.

Covered Entities

More than 400 public entities in New South Wales have due diligence or reporting obligations relating to modern slavery, under NSW law. 

To find out more, including if your entity is one of the covered entities, download and read the document GRS Resource: Covered entities (PDF, 200.3 KB).

Guidance on Reasonable Steps (GRS)

The centrepiece of the Framework is the NSW Anti-slavery Commissioner’s Guidance on Reasonable Steps to Manage Modern Slavery Risks in Operations and Supply-Chains (‘Guidance’ or ‘GRS’). 

The Guidance aims to assist covered entities in applying clear policies, consistent procedures, and effective risk management strategies for modern slavery risks in their operations and supply-chains. It provides guidance on how to prevent, identify, mitigate, address, and remediate modern slavery risks and harms in operations and in supply-chains. 

The Guidance sets out the main issues and concepts that covered entities need to understand to meet reporting and due diligence expectations under NSW law. It should be read together with the other elements of the Framework set out here. 

Download the Guidance on Reasonable Steps (PDF, 2.6 MB).

GRS Annual Reporting 

Many covered entities have annual reporting obligations under NSW law. The legislative provisions in relation to the publication of annual modern slavery reporting information differ depending on the type of covered entity (refer to GRS Resource: Covered entities (PDF, 200.3 KB)). Entities should carefully review their relevant legislative provisions to confirm their obligations and seek legal advice if required.

Covered Entities with annual reporting obligations should report in two places: 

1. By including relevant information in their entity’s formal annual report.

The timing for this report is determined by other legislation or your entity’s policies. The Office of the NSW Anti-slavery Commissioner provides an Annual Reporting Template at Appendix K in the Guidance to assist this process.

2. Using the online GRS Annual Reporting Form.

The GRS Annual Reporting Form is an online form which allows covered entities to share data directly with the Office of the NSW Anti-slavery Commissioner. A version of the GRS Annual Reporting Form can also be found at Appendix K of the Guidance. You should complete and submit this form upon publishing your Annual Report. 

Download the GRS Resource: Instructions for Annual Reporting (PDF, 282.3 KB)

What do covered entities have to report on?

More information about your reporting obligations is provided in the Guidance (GRS).

Reporting relates to all activity since 1 July 2022, when the relevant legal obligations under NSW law took effect. However, the GRS takes effect from 1 January 2024. Accordingly:

  • For all activity between 1 July 2022 and 31 December 2023, use the GRS as a source of inspiration on what constituted reasonable steps. 
  • For all activity from 1 January 2024, the GRS is formally in effect. If the NSW Procurement Board has issued a Direction requiring your entity to conform to the Guidance, this has the force of law. 

GRS Inherent Risk Identification Tool

The GRS Inherent Risk Identification Tool (‘the IRIT’) is a simple-to-use risk mapping tool intended to allow covered entities to identify the modern slavery risk associated with different product categories from which they procure. Further due diligence on specific suppliers is also required, but the IRIT provides a common baseline for understanding modern slavery risk across NSW public buyers at the category level. 

The IRIT was developed by the Office of the NSW Anti-slavery Commissioner with support from the Institute of Transport and Logistics Studies at the University of Sydney Business School.

The IRIT will be periodically reviewed and updated, drawing on the latest available reliable evidence.

Download the Inherent Risk Identification Tool (XLSX, 1.5 MB).

Download the GRS Resource: Using the Inherent Risk Identification Tool [expected September 2024].

GRS Model Tender Clauses

The GRS Model Tender Clauses on modern slavery have been prepared by the Office of the NSW Anti-slavery Commissioner. The GRS Model Tender Clauses are intended as a resource for NSW public entities and should be read together with the Guidance. 

The GRS Model Tender Clauses can also be found at Appendix I of the Guidance. 

Download the GRS Model Tender Clauses:

GRS Model Contract Clauses

The GRS Model Contract Clauses on modern slavery have been prepared by the Office of the NSW Anti-slavery Commissioner. They were prepared with generous support from the Responsible Contracting Project (RCP) and their pro bono counsel, Allens.

The GRS Model Contract Clauses are intended as a resource for NSW public entities and should be read in conjunction with the Guidance.

The GRS Model Contract Clauses can also be found at Appendix J of the Guidance.

Download the GRS Model Contract Clauses:


GRS Heightened Modern Slavery Due Diligence (HMSDD) Reporting 

What is HMSDD Reporting?

Version 1.0 of the GRS (December 2023) outlined an expectation that covered entities will file an online report about each contract the entity is a party to that commences on or after 1 July 2024, has a value of AU $150,000.00 (incl. GST) or more, and requires Heightened Modern Slavery Due Diligence on the GRS Due Diligence Level scale (see Appendix L of the GRS). As explained below, the timeline for this requirement has been postponed.

This HMSDD Reporting is separate from the requirement to include information about reasonable steps in your formal annual report.

A Revised Timeline for HMSDD Reporting

The Commissioner notes feedback from covered entities about growing compliance burdens on NSW government procurement personnel arising from multiple statutory reporting regimes. With this in mind, and to ensure adequate time for covered entities to prepare for effective implementation of HMSDD reporting, the Commissioner has decided to postpone the introduction of detailed HMSDD reporting.

Over the next year, the Commissioner will collaborate with the SIP Working Group and other covered entities to develop detailed HMSDD reporting arrangements, including an electronic reporting arrangement, integrated as far as possible with existing systems. The Commissioner will aim, tentatively, to roll out transactional reporting of HMSDD procurements on 1 July 2025. This date will be confirmed in early 2025, to allow covered entities adequate time to prepare. 

More details about reporting arrangements will be announced in the coming months, with significant notice to allow covered entities to integrate compliance into relevant policies and procedures.

Note: This revised timeline does not affect covered entities’ statutory annual reporting obligations. Ensure you report annually on your modern slavery risk management efforts within the deadlines applicable to your entity. For more detail on annual reporting, see Appendix K to the GRS and GRS Resource: Instructions for Annual Reporting.

Automated Disclosure of HMSDD Procurements via Buy.NSW Contract Register

Meanwhile, disclosure of certain HMSDD transactions will be integrated within the register of contract award notices currently maintained on the eTendering website (soon to be integrated with Buy.NSW). This register is used by NSW Government agencies to submit details of procurements over AU $150,000 as required by the Government Information (Public Access) Act 2009 (NSW).

From 1 July 2024, an additional disclosure field will be added to the contract award notice: ‘Is this a heightened modern slavery due diligence procurement [Yes / No]’. This field is automatically populated ‘Yes’ for procurements in product categories corresponding to a ‘High’ GRS Inherent Modern Slavery Risk Level.

Covered entities that do not submit contract award notices through Buy.NSW may include equivalent disclosures of HMSDD procurements in their Contracts Registers, or equivalent, at their discretion.

GRS Public Register

The GRS Public Register is required under section 26 of the Act. 

The GRS Public Register:

  • identifies any government agency failing to comply with directions of the NSW Procurement Board under section 175 of the Public Works and Procurement Act 1912 (NSW) concerning procurement (within the meaning of Part 11 of that Act) of goods and services that are the product of modern slavery and whether the government agency has taken steps to ensure compliance in the future.
  • identifies any State-Owned Corporation not reporting under the Modern Slavery Act 2018 (Cth).
  • includes other information that the Commissioner thinks appropriate, or information required by the regulations.

The Public Register can be found here.

GRS High Risk Product List

The GRS High Risk Product List (GRS HRPL) is a list that will be maintained and published by the Office of the NSW Anti-slavery Commissioner. It will form part of the public register maintained under section 26 of the Act. 

The HRPL will contain products for which the Commissioner assesses there are reasonable grounds to believe the product is made with modern slavery.  

The first edition of the GRS HRPL is under development. Further updates will be provided in 2024.

GRS Resources

These GRS Resources are intended to support covered entities to implement the Guidance. New resources will be added as they become available. These will include:

GRS eLearning Modules

The Commissioner is collaborating with Capability Development, NSW Procurement to develop a series of short eLearning modules, available on Comperio, a NSW Government training platform. These modules will assist covered entities’ personnel to understand and implement the GRS.

These modules will be available on Comperio at the links below:

  • Module 1: An Introduction to Modern Slavery and Your Obligations
  • Module 2: Reasonable Step 1 (Commit) [expected July 2024]
  • Module 3: Prioritisation of Risk [expected September 2024]
  • Module 4: Reasonable Steps 2 to 4 (Plan, Source, & Manage) [expected November 2024]
  • Module 5: Reasonable Steps 5 & 6 (Remedy & Report) [expected April 2025]
  • Module 6: Reasonable Step 7 (Improve) [expected June 2025]

For any questions about Comperio access, please contact nswp_capability@treasury.nsw.gov.au.

GRS Announcements

News and updates related to the Shared Implementation Framework:

Advice and Support

For advice and support relating to the Shared Implementation Framework, contact the Office of the NSW Anti-slavery Commissioner at GRS@dcj.nsw.gov.au

Contact

If you have any trouble accessing the documents on this page or to request an accessible version, please contact GRS@dcj.nsw.gov.au

To stay up to date with the latest news announcements relating to this Framework, sign up for the OASC Due Diligence newsletter here.

We expect this module to be published on Comperio by the end of May. After the module is published, we will request that an external hyperlink to the Comperio page is added.

Last updated:

02 Jul 2024